Former Broker-Dealer Partner Arrested for Insider Trading Scheme
NEWARK, NJ – Christopher Matthaei, a 44-year-old former partner at a New Jersey broker-dealer firm, was arrested today and charged with securities fraud conspiracy and …
Broker-Dealer
Former Tennessee Securities Broker-Dealer Sentenced To 78 Months’ Imprisonment For Embezzling $5.7 Million From Employee Pension Benefit Plan
WILLIAMSPORT – The United States Attorney’s Office for the Middle District of Pennsylvania announced that a former securities broker based in Memphis, Tennessee, John Sherman …