SHANGHAI/HONG KONG (Reuters) -China’s securities regulator said on Friday that online brokerages Futu Holding and UP Fintech Holding have conducted unlawful securities businesses, and will …
By Carolina Mandl (Reuters) – Hedge fund Citadel expects to return about $7 billion in profits to its investors in the first week of January …
ZURICH (Reuters) – Credit Suisse’s client withdrawals have stabilised and reversed in some cases, Andre Helfenstein, the head of Credit Suisse’s Swiss business said in …
ZURICH (Reuters) – Zuercher Kantonalbank is not trying to poach clients from embattled Credit Suisse, the state-backed cantonal bank’s chief executive said in a newspaper …
LONDON (Reuters) – U.S. crypto firm Genesis is working to preserve client assets and strengthen liquidity, it said in a letter to clients on Wednesday, …
SANTA ANA, California – Suspended plaintiffs’ lawyer Michael John Avenatti was sentenced today to 168 months in federal prison for stealing millions of dollars …
ZURICH (Reuters) – The head of Credit Suisse’s Swiss unit said “some customers have withdrawn some of their money, but very few have actually closed …
Vanessa Roberts Avery, United States Attorney for the District of Connecticut, today announced that WILLIAM McCULLOUGH, 62, of Westerly, Rhode Island, waived his right to …
HARRISBURG – The United States Attorney’s Office for the Middle District of Pennsylvania announced that on November 16, 2022, John William “JW” Eddy, age 40, …
By Svea Herbst-Bayliss NEW YORK (Reuters) – Law firm Sidley on Friday stepped into the debate over how aggressively corporations should defend themselves against activist …
Billionaire Dem Donor And Crypto CEO Allegedly Used Clients’ Money To Fund His Other Company: REPORT John Hugh DeMastri on November 10, 2022 CEO Sam …
By Simon Jessop and Ross Kerber LONDON/NEW YORK (Reuters) – BlackRock, the world’s biggest asset manager, said on Thursday it would expand the number of …
Company Continues Growth Trajectory as a Customer Experience Improvement (CXI) Leader Across Various Industries New York, NY (-) Tattle, an innovator in the customer experience …
(-) After 5 years of managing successful Search Marketing projects for restaurants, hotels, and bars in London, one of the UK’s leading restaurant marketing agencies’ …
SAO PAULO (Reuters) – Brazil’s Nubank has reached 70 million clients across its three operating countries, Latin America’s largest financial technology company said on Monday. …
LONDON (Reuters) – Marsh’s U.S. clients will from Thursday be able to pay their fees in voluntary carbon offset credits or renewable energy certificates (RECs), …
SCRANTON – The United States Attorney’s Office for the Middle District of Pennsylvania announced that on September 19, 2022, the United States Court of Appeals …
By Eric Onstad, Pratima Desai and Peter Hobson LONDON (Reuters) – JPMorgan Chase & Co has reduced lending to China’s Tsingshan, one of the world’s …
By Gabriel Araujo SAO PAULO (Reuters) – Brazilian brokerage Avenue Holdings Inc expects to reach the 1 million customer mark soon, an executive said, after …
CHICAGO — A consultant pleaded guilty in federal court today to offering and providing bribes to public officials in an effort to benefit his clients. …
ALBANY, NEW YORK – Sean O’Hare, age 54, of South Portland, Maine, pled guilty today to committing wire fraud in connection with a scheme to …
Top Biden Adviser’s Consulting Clients Stand To Benefit From New Gov’t Spending Gabe Kaminsky on August 16, 2022 A financial disclosure shows White House Senior …
By Marcelo Rochabrun LIMA – Binance, the world’s largest cryptocurrency exchange, is seeing a surge in clients due to rising inflation and a historically strong …
Tampa, Florida – U.S. District Judge Susan C. Bucklew today sentenced Diana M. Hopkins (48, Wimauma) to 37 months in federal prison for wire fraud, …
(This content was produced in Russia where the law restricts coverage of Russian military operations in Ukraine) MOSCOW – VTB will replace the head of …
Damian Williams, the United States Attorney for the Southern District of New York, and Daniel R. Brubaker, Inspector-in-Charge of the New York Office of the …
WEST LONG BRANCH, NJ – The Monmouth County Prosecutor’s Office has arrested 52-year-old West Long Branch Michael Botton, accusing him of stealing $58,000 from his …
NORWALK, CT – A Norwalk attorney, Carl Ferraro, 57, was taken into custody by Norwalk Police Detectives for stealing money from his clients, according to …
Miami, Florida – Yesterday, a federal district judge in Miami sentenced German Nino, a former UBS Financial Advisor, to 78 months in federal prison for …
ASHEVILLE, N.C. – Chief U.S. District Judge Martin Reidinger sentenced Lindsey Allison Kerns, 39, of Mars Hill, N.C., to 45 months in prison today, for …
SANTA ANA, California – Michael Avenatti pleaded guilty today to five felony offenses and admitted that he engaged in a scheme to defraud four …
LOS ANGELES – A Westwood man was arrested today on a 27-count federal grand jury indictment alleging he defrauded victims out of more than …
PHILADELPHIA – United States Attorney Jennifer Arbittier Williams announced that Jason Weigand, 51, of Sinking Springs, PA, was convicted at trial on thirty counts involving …
ZURICH – Clients are tending to keep to the sidelines amid market volatility, UBS Chief Executive Ralph Hamers told broadcaster CNBC in an interview on …
Garage Living Encourages Americans to Rethink their Space during Garage Improvement Month NEW YORK, May 12, 2022 — With days getting longer and temperatures rising, …
By Elizabeth Dilts Marshall and Ross Kerber NEW YORK/BOSTON – Wells Fargo & Co unveiled new targets to reduce greenhouse gas emissions, including goals to …
(Reuters) – Russia’s top private lender Alfa Bank has given its brokerage clients until midnight on Monday to transfer foreign securities to another platform, explaining …
Acting U.S. Attorney Michelle M. Baeppler announced that a federal grand jury returned a fifteen-count indictment charging Eiahnna Pique, 42, of Cleveland, with aiding and …
Miami, Florida – German Nino, a former UBS Financial Advisor, has pled guilty in federal court in Miami to defrauding over $5 million from a …
WASHINGTON – A Louisiana woman was sentenced today to one year and one day in prison for conspiring to defraud the United States and helping …
COPENHAGEN – Danish investment bank Saxo Bank said on Saturday it had terminated clients from Russia and Belarus in response to sanctions imposed on those …
NEW YORK, NY – A New York City attorney has been sentenced to prison for bilking clients out of more than $2 million. Queens District …
By Sinead Cruise and Carolina Mandl NEW YORK – JPMorgan & Chase on Tuesday started to allow holders of depositary receipts in Russian companies to …
Damian Williams, the United States Attorney for the Southern District of New York, announced that VANIA MAY BELL, the former comptroller and chief compliance officer …
Tampa, Florida – U.S. District Judge Thomas Barber has sentenced James Lee Clark (61, Wilton Manors) to 48 months in federal prison for conspiracy to …
Acting U.S. Attorney Michelle M. Baeppler announced that a federal jury returned guilty verdicts today against Defendant Raymond A. Erker, 50, of Avon, Ohio, following …
Tacoma – A former Port Orchard, Washington attorney, who stole a bequest left by a client for the benefit of a children’s hospital, and then …
MONTREAL – Business jet maker Bombardier Inc said on Friday it has suspended all activities with Russian clients, as more companies cut ties in the …
By Brenna Hughes Neghaiwi and Saeed Azhar ZURICH – Swiss wealth manager Julius Baer has halted any new business with wealthy Russians, two sources familiar …
– Top asset manager BlackRock Inc said on Tuesday it is consulting with regulators, index providers and other market participants “to help ensure our clients …