U.S. SEC delays decision on ARK 21Shares spot bitcoin ETF
NEW YORK – The U.S. Securities and Exchange Commission on Tuesday delayed a decision on whether to allow a spot bitcoin exchange-traded fund by stock-picker …
SEC
U.S. SEC says charges Egan-Jones, CEO with conflict of interest violations
WASHINGTON – The U.S. Securities and Exchange Commission (SEC) said on Tuesday that it has charged Egan-Jones Ratings Co. and its chief executive with conflict …
U.S. SEC seeks data from index providers over role in investment decisions
(Reuters) – The U.S. Securities and Exchange Commission (SEC) on Wednesday requested information on the activities of financial information providers amid growing concerns over their …
U.S. SEC alleges Rochester city misled bond investors – statement
(Reuters) – The U.S. Securities and Exchange Commission said on Tuesday it charged the city of Rochester, New York, and its former executives and an …
U.S. financial firms push back on SEC bid to rein-in blank check company deals
By Katanga Johnson WASHINGTON – U.S. financial industry groups are pushing to water down a draft Securities and Exchange Commission (SEC) rule aimed at reining-in …
U.S. SEC investigating Goldman Sachs over ESG funds – WSJ
(Reuters) – The U.S. Securities and Exchange Commission is looking into Goldman Sachs Group Inc’s asset-management division over its funds that look to invest based …
U.S. SEC gets ready to propose changes to stock market operations – WSJ
(Reuters) – The U.S. Securities and Exchange Commission (SEC) is preparing to propose big changes to the stock market that could reshape how it operates, …
WH Press Sec Scrambles To Avoid Question On When Schools Will Reopen
WH Press Sec Scrambles To Avoid Question On When Schools Will Reopen Laurel Duggan on June 3, 2022 White House COVID-19 Response Coordinator Dr. Ashish …
Joe Biden Falsely Claims He Was Appointed to Naval Academy, Press Sec. Plays Dumb When Confronted
President Joe Biden’s White House Press Secretary Karine Jean-Pierre said she “did not hear” President Biden falsely claim he was “appointed” to the Naval Academy, …
‘I Was Wrong’: Biden’s Treasury Sec Admits She Bungled Inflation Prediction
‘I Was Wrong’: Biden’s Treasury Sec Admits She Bungled Inflation Prediction Josh Hypes on June 1, 2022 United States Treasury Secretary Janet Yellen admitted she …
SEC settles with Florida firm over $410 million IPO-linked fraud
NEW YORK – The U.S. Securities and Exchange Commission has reached a settlement with a Florida firm it said raised at least $410 million by …
Biden’s Energy Sec Claims He Is ‘Obsessed’ With Lowering Gas Prices. So Why Do Prices Keep Going Up?
Biden’s Energy Sec Claims He Is ‘Obsessed’ With Lowering Gas Prices. So Why Do Prices Keep Going Up? Thomas Catenacci on May 26, 2022 Energy …
CRUDE FLIP-FLOP: Biden’s Energy Sec Now Open To Oil Ban, But Will It Actually Lower Gas Prices?
CRUDE FLIP-FLOP: Biden’s Energy Sec Now Open To Oil Ban, But Will It Actually Lower Gas Prices? Thomas Catenacci on May 25, 2022 The Biden …
U.S. court sides with SEC on market data overhaul in blow to big exchanges
By John McCrank NEW YORK – A U.S. appeals court on Tuesday said the Securities and Exchange Commission can proceed with its overhaul of the …
U.S. SEC chair says much to be done to protect crypto investors
By John McCrank (Reuters) – Cryptocurrency assets are highly speculative and investors in them need more protections or they could lose trust in the markets, …
Trump Officials Planned On Sending 250,000 Troops To The Border, Former DOD Sec Says
Trump Officials Planned On Sending 250,000 Troops To The Border, Former DOD Sec Says Jennie Taer on May 6, 2022 Trump administration officials were preparing …
Archegos risk chief resolves some U.S. SEC claims
NEW YORK – The former chief risk officer of Archegos Capital Management has partially settled U.S. Securities and Exchange Commission claims he aided a fraud …
U.S. SEC announces asset freeze against those allegedly behind nearly $450 million Ponzi scheme
WASHINGTON – The U.S. Securities and Exchange Commission (SEC) on Friday announced charges and an asset freeze against several Las Vegas-area individuals and companies allegedly …
U.S. money market funds say SEC draft rule would kill some products
WASHINGTON – U.S. asset managers are pushing back on draft rules aimed at fixing systemic risks in the $5 trillion money market funds industry, arguing …
U.S. SEC says crypto safekeeping arrangements should be treated as liability
By Michelle Price WASHINGTON – U.S. listed companies that hold cryptocurrencies on behalf of users and customers should account for those assets as a liability …
SPACs face fresh SEC threat for bullish forecasts – Bloomberg News
(Reuters) – The U.S. Securities and Exchange Commission (SEC) will propose limiting the legal protections that blank-check companies rely on to make bullish projections, Bloomberg …
Elon Musk invokes rapper Eminem in opposing SEC decree
By Jonathan Stempel NEW YORK – Elon Musk on Tuesday likened himself to the rapper Eminem in seeking to throw out his 2018 agreement with …
U.S. SEC charges three Twilio engineers with insider trading
(Reuters) – The U.S. Securities and Exchange Commission said on Monday it charged seven California residents for allegedly generating more than $1 million in profits …
Thailand to ban use of digital assets as payments from April – SEC
BANGKOK – Thailand has issued rules to ban digital assets from being used to pay for goods and services from April 1, the market regulator …
SEC Unveils Sweeping Climate Requirements For Public Companies
SEC Unveils Sweeping Climate Requirements For Public Companies Thomas Catenacci on March 21, 2022 The U.S. Securities and Exchange Commission (SEC) proposed rules Monday that …
U.S. SEC warns brokers to ‘remain vigilant’ to market, counterparty risk
By Katanga Johnson WASHINGTON – In a rare public warning, the U.S. Securities and Exchange Commission on Monday told broker-dealers and other market participants to …
Electric Last Mile shares plunge on SEC probe
– Electric Last Mile Solutions Inc’s shares fell more than 45% on Monday after the electric vehicle startup disclosed a probe by the U.S. Securities …
U.S. SEC rejects NYDIG Bitcoin ETF and Global X Bitcoin Trust listing proposals
NEW YORK – The U.S. Securities and Exchange Commission rejected proposals to list and trade shares of spot bitcoin exchange-traded funds (ETFs) NYDIG Bitcoin ETF …
OPEC has no control over events roiling global oil markets -Sec Gen
By Marianna Parraga HOUSTON -OPEC has no control over the events that have led to the run up in global oil prices and there is …
Alumni Ventures Group agrees to pay $700,000 penalty for misleading fee statements -U.S. SEC
By Katanga Johnson WASHINGTON – The U.S. Securities and Exchange Commission (SEC) on Friday said it ordered venture capital fund Alumni Ventures Group LLC (AVG) …
U.S. SEC investigates Citi over unapproved employee communications
– Citigroup became the latest bank to be probed by the U.S. Securities and Exchange Commission in an industry-wide enquiry over employees using communication channels …
U.S. SEC investigating Goldman Sachs over employee communications
– Goldman Sachs Group Inc said on Friday the U.S. Securities and Exchange Commission was investigating it over employees using communication channels not approved by …
Hong Kong economy expected to grow 2.0%-3.5% in 2022- finance sec
HONG KONG – Hong Kong’s economy is expected to grow 2.0% to 3.5% this year after expanding 6.4% in 2021, as social restrictions to tackle …
U.S. SEC announces charges, penalty on medtech firm Baxter for accounting improprieties
– The U.S. Securities and Exchange Commission on Tuesday announced charges and an $18 million penalty against medtech firm Baxter International Inc for engaging in …
U.S. Senator Warren ‘urges’ SEC chief to issue new climate rule after delays
By Katanga Johnson WASHINGTON – Democratic U.S. Senator Elizabeth Warren criticized the U.S Securities and Exchange Commission (SEC) on Thursday for delays to its landmark …
U.S. SEC proposes changes to whistleblower program to capture more tipsters
By Katanga Johnson WASHINGTON – The U.S. Securities and Exchange Commission on Thursday proposed changing the rules of its whistleblower program to make it easier …
Dubai’s SHUAA Capital files with SEC for potential SPAC listing in NY
DUBAI – Dubai-listed investment bank SHUAA Capital said on Tuesday it has filed a registration statement with the U.S. Securities and Exchange Commission for the …
White House Press Sec: We don’t put chips in Americans
WASHINGTON, DC – It has become apparent that the Biden White House has no plan to evacuate Americans that may be in Ukraine ahead of …
US Ed. Sec. Solicited Letter From The National School Boards Association Calling Parents Domestic Terrorists
Education Secretary Miguel Cardona allegedly solicited the National School Boards Association (NSBA) letter comparing parents to domestic terrorists, according to emails obtained by Parents Defending …
SEC To Crack Down On Private Companies, Heighten Disclosure Requirements
The Securities and Exchange Commission (SEC) plans to crack down on private companies, forcing them to disclose financial and operation statements more frequently, The Wall …
Republicans Are Backing A Bill To Democratize Investing, But The SEC Has Other Plans
Republican lawmakers are sponsoring a bill designed to protect financial transactions known as “payment for order flow,” in which brokerages route their clients’ trades to …
Another Whistleblower Files SEC Complaint Alleging Facebook Didn’t Do Enough About ‘Hate Speech’, ‘Misinformation’
Another former Facebook employee filed a whistleblower complaint Friday with the Securities and Exchange Commission alleging that the tech giant misled its investors by failing …
NIck Saban And Jim Harbaugh Are Having A Horrible Week | The Jim Rome Show
Jim Rome gives his take on how Nick Saban and Jim Harbaugh both reacted to their embarrassing losses. SUBSCRIBE TO OUR CHANNEL: https://www.youtube.com/user/CBSSports FOLLOW US …
AP: Inside the AP Top 25: The Rise of the SEC
The SEC is a powerhouse conference in college football – but what sets it apart from its competitors? Watch as top sports writers from the …