Broker-Dealer - Shore News Network

Former Broker-Dealer Partner Arrested for Insider Trading Scheme

Leo CanegaMarch 30, 20230346 views

NEWARK, NJ – Christopher Matthaei, a 44-year-old former partner at a New Jersey broker-dealer firm, was arrested today and charged with securities fraud conspiracy and securities fraud for his involvement…

Former Tennessee Securities Broker-Dealer Sentenced To 78 Months’ Imprisonment For Embezzling $5.7 Million From Employee Pension Benefit Plan

DOJ PressJune 2, 20220120 views

WILLIAMSPORT – The United States Attorney’s Office for the Middle District of Pennsylvania announced that a former securities broker based in Memphis, Tennessee, John Sherman Jumper, age 56, of Eads,…