Assistant U. S. Attorneys Owen Roth and Aaron P. Arnzen NEWS RELEASE SUMMARY – November 22, 2022 SAN DIEGO – Canadian resident David Stephens and California residents Donald Danks, Jonathan…
By Echo Wang NEW YORK (Reuters) – The U.S. Financial Industry Regulatory Authority (FINRA) warned on Thursday it was seeing a number of small initial public offerings (IPOs), including many…
Assistant U. S. Attorney Aaron P. Arnzen (619) 546-8384 NEWS RELEASE SUMMARY – August 31, 2022 SAN DIEGO – San Diego-based corporate and securities attorney Andrew Coldicutt is charged in…
Assistant U. S. Attorney Aaron P. Arnzen (619) 546-8384 NEWS RELEASE SUMMARY – May 12, 2022 SAN DIEGO – Gannon Giguiere and Oliver Lindsay were sentenced to prison today for…
Assistant U. S. Attorneys Aaron P. Arnzen (619) 546-8384 and Andrew J. Galvin (619) 546-9721 NEWS RELEASE SUMMARY – February 17, 2022 SAN DIEGO – Five men from California, Nevada…
HOUSTON – All seven defendants charged in relation to a more than $50 million securities fraud “pump-and-dump” scheme have received their final sentences, announced Acting U.S. Attorney Jennifer B. Lowery.…
Damian Williams, the United States Attorney for the Southern District of New York, and Ricky J. Patel, Acting Special Agent-in-Charge of the New York Field Office of Homeland Security Investigations…