By Katanga Johnson WASHINGTON – In a rare public warning, the U.S. Securities and Exchange Commission on Monday told broker-dealers and other market participants to “remain vigilant to market and…
– Electric Last Mile Solutions Inc’s shares fell more than 45% on Monday after the electric vehicle startup disclosed a probe by the U.S. Securities and Exchange Commission and withdrew…
NEW YORK – The U.S. Securities and Exchange Commission rejected proposals to list and trade shares of spot bitcoin exchange-traded funds (ETFs) NYDIG Bitcoin ETF https://www.sec.gov/rules/sro/nysearca/2022/34-94395.pdf and Global X Bitcoin…
By Marianna Parraga HOUSTON -OPEC has no control over the events that have led to the run up in global oil prices and there is not enough capacity worldwide to…
By Katanga Johnson WASHINGTON – The U.S. Securities and Exchange Commission (SEC) on Friday said it ordered venture capital fund Alumni Ventures Group LLC (AVG) to repay $4.7 million to…
– Citigroup became the latest bank to be probed by the U.S. Securities and Exchange Commission in an industry-wide enquiry over employees using communication channels not approved by the company,…
– Goldman Sachs Group Inc said on Friday the U.S. Securities and Exchange Commission was investigating it over employees using communication channels not approved by the company. The Wall Street…
HONG KONG – Hong Kong’s economy is expected to grow 2.0% to 3.5% this year after expanding 6.4% in 2021, as social restrictions to tackle a growing COVID-19 outbreak are…
– The U.S. Securities and Exchange Commission on Tuesday announced charges and an $18 million penalty against medtech firm Baxter International Inc for engaging in “improper intra-company foreign exchange transactions”…
By Katanga Johnson WASHINGTON – Democratic U.S. Senator Elizabeth Warren criticized the U.S Securities and Exchange Commission (SEC) on Thursday for delays to its landmark climate change risk disclosure rules…
By Katanga Johnson WASHINGTON – The U.S. Securities and Exchange Commission on Thursday proposed changing the rules of its whistleblower program to make it easier for tipsters to claim bounties.…
DUBAI – Dubai-listed investment bank SHUAA Capital said on Tuesday it has filed a registration statement with the U.S. Securities and Exchange Commission for the launch of a $100 million…
By Katanga Johnson WASHINGTON – Public companies in the United States would be required to disclose how the pay of their top executives squares with their overall performance under a…
By John McCrank and Katanga Johnson WASHINGTON – A year after the “meme stock” rally humbled hedge funds and roiled Wall Street, the U.S. Securities and Exchange Commission (SEC) is…
By Katanga Johnson WASHINGTON – A year after the “meme stock” rally humbled hedge funds and roiled Wall Street, U.S. regulators are studying ways to crack down on psychological prompts…
By Katanga Johnson WASHINGTON – The U.S. securities regulator is considering extending cyber risk management rules to third-party service providers, and beefing up public company disclosures when they experience a…
WASHINGTON, DC – It has become apparent that the Biden White House has no plan to evacuate Americans that may be in Ukraine ahead of a possible Russian invasion. White…
Education Secretary Miguel Cardona allegedly solicited the National School Boards Association (NSBA) letter comparing parents to domestic terrorists, according to emails obtained by Parents Defending Education (PDE). “Chip [Slaven, then-interim…
The Securities and Exchange Commission (SEC) plans to crack down on private companies, forcing them to disclose financial and operation statements more frequently, The Wall Street Journal reported. Regulators have…
Republican lawmakers are sponsoring a bill designed to protect financial transactions known as “payment for order flow,” in which brokerages route their clients’ trades to market makers. The practice is…
Another former Facebook employee filed a whistleblower complaint Friday with the Securities and Exchange Commission alleging that the tech giant misled its investors by failing to combat the spread of…
Jim Rome gives his take on how Nick Saban and Jim Harbaugh both reacted to their embarrassing losses. SUBSCRIBE TO OUR CHANNEL: https://www.youtube.com/user/CBSSports FOLLOW US ON: Facebook – https://www.facebook.com/CBSSports/ Instagram…
The SEC is a powerhouse conference in college football – but what sets it apart from its competitors? Watch as top sports writers from the AP explain the culture, fandom…