SANTA ANA, California – A former licensed stockbroker was sentenced today to 78 months in federal prison for committing several felonies, including running a securities fraud scheme in which …
Topic:
Stockbroker
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Former Stockbroker Pleads Guilty to Charges for $3.2 Million Investment Fraud, Cheating on Taxes, Defrauding Elderly Victim
by DOJ PressSANTA ANA, California – A former licensed stockbroker pleaded guilty today to federal criminal charges for running a securities fraud scheme in which he targeted low-income Hispanic victims to …