(Reuters) – The U.S. Securities and Exchange Commission has fined Cantor Fitzgerald $1.4 million over the company’s repeated failure to identify and report customers as large traders. Cantor Fitzgerald did …
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(Reuters) – The U.S. Securities and Exchange Commission has fined Cantor Fitzgerald $1.4 million over the company’s repeated failure to identify and report customers as large traders. Cantor Fitzgerald did …