Stockbroker - Shore News Network

Former Stockbroker Sentenced to 6½ Years in Prison for $3.2 Million Investment Fraud, Cheating on Taxes and Grandparent Scam

September 6, 2022

SANTA ANA, California – A former licensed stockbroker was sentenced today to 78 months in federal prison for committing several felonies, including running a …

Former Stockbroker Pleads Guilty to Charges for $3.2 Million Investment Fraud, Cheating on Taxes, Defrauding Elderly Victim

June 28, 2022

SANTA ANA, California – A former licensed stockbroker pleaded guilty today to federal criminal charges for running a securities fraud scheme in which he …