LONDON (Reuters) – Barclays said investors have submitted claims for $7 billion out of $17.7 billion worth of securities it sold in error, under the terms of a so-called rescission …
Securities
-
-
SAN JUAN, Puerto Rico – Carlos Maldonado, owner of Business Planning Resources International Corporation (BPRIC), Glorimar Fashions and Tailoring, LLC, Global Business Insurance Agency Inc., and associated under the incorporation …
-
By Lananh Nguyen NEW YORK (Reuters) – Barclays PLC is very “far along” in discussions with the U.S. Securities and Exchange Commission after it sold securities in breach of U.S. …
-
NEW YORK, NY – the Department of Justice has announced the arrest of a New York City woman on charges of Securities fraud and wire fraud after she attempted to …
-
HONG KONG (Reuters) – Citigroup has hired three bankers for its planned China securities business, according to a person familiar with the matter. It hired Kenneth Koo as the firm’s …
-
SALT LAKE CITY- On August 30, 2022, after a three-day trial, a federal jury in the District of Utah found Thomas Fairbanks, 69, of Logan, guilty of securities fraud as …
-
Acting United States Attorney Nicholas Vassallo announced today that two men were sentenced to prison after being convicted of fraud and identity theft crimes arising from a securities fraud involving …
-
Assistant U. S. Attorney Aaron P. Arnzen (619) 546-8384 NEWS RELEASE SUMMARY – August 31, 2022 SAN DIEGO – San Diego-based corporate and securities attorney Andrew Coldicutt is charged in …
-
BOSTON – A California man has been arrested in connection with his alleged involvement in a sophisticated securities fraud scheme that generated over $7 million in illicit proceeds. Joseph A. …
-
Earlier today, Ivars Auzins, a citizen of Latvia, was extradited to the United States on a six-count indictment charging him with wire fraud, securities fraud, and conspiracies to commit wire …
-
BOSTON – An Everett man has been charged in a superseding indictment in connection with two securities fraud schemes: one involving an alleged pump-and-dump and one involving the alleged misappropriation …
-
Earlier today, in federal court in Brooklyn, Lee Cohen, a citizen of the United Kingdom, pleaded guilty to conspiracy to commit securities fraud for his role in a scheme to …
-
SHANGHAI – China’s securities regulator chief said they will make stable capital market operations a top priority amid deepening worries about the economic outlook and fluctuations in stocks. The world’s …
-
(This content was produced in Russia where the law restricts coverage of Russian military operations in Ukraine) MOSCOW – Almost one third of around 3 trillion roubles ($49.1 billion) worth …
-
Damian Williams, the United States Attorney for the Southern District of New York, announced that JAESON BIRNBAUM, a disbarred lawyer, was sentenced today to 36 months in prison for defrauding …
-
NEW YORK , July 9, 2022 — WHY: Rosen Law Firm, a global investor rights law firm, reminds purchasers of the securities of Unilever PLC (NYSE: UL) between September 2, 2020 …
-
MINNEAPOLIS – Three men have been indicted for their roles in an insider trading conspiracy involving a medical device company’s nonpublic business acquisition deal. According to court documents, beginning in …
-
PHILADELPHIA, June 30, 2022 — Berger Montague is investigating securities fraud allegations on behalf of investors who purchased the securities Unilever PLC (“Unilever” or the “Company”) (NYSE: UL) between September 2, …
-
NEW YORK, June 24, 2022 — WHY: Rosen Law Firm, a global investor rights law firm, announces the filing of a class action lawsuit on behalf of purchasers of the …
-
CHARLOTTE, N.C. – A federal grand jury sitting in Charlotte has returned a criminal indictment charging Mac Wayne Billings, 48, of Raleigh, N.C., with securities fraud, for defrauding at least …
-
For Further Information, Contact:Assistant U. S. Attorney Aaron P. Arnzen (619) 546-8384 SAN DIEGO – Andrew Hackett, from Toronto Canada, was sentenced to 46 months in prison today for participating …
-
NEW YORK – Trading firms Citadel Securities and Virtu Financial Inc are collaborating on a cryptocurrency trading “eco-system” that will enable retail brokerages to offer crypto-executions to their customers, according …
-
WILLIAMSPORT – The United States Attorney’s Office for the Middle District of Pennsylvania announced that a former securities broker based in Memphis, Tennessee, John Sherman Jumper, age 56, of Eads, …
-
Did you lose money on investments in Innovative Industrial Properties? If so, please visit Innovative Industrial Properties, Inc. Shareholder Class Action Lawsuit or contact Peter Allocco at (212) 951-2030 or The Daily Caller News Foundation …
-
Earlier today, in federal court in Central Islip, Christian Romandetti, Sr., the former Chief Executive Officer of First Choice Healthcare Solutions, Inc. (FCHS), a publicly traded company based in Melbourne, …