April 21, 2022 Department of Justice Press Releases Former Brokers Found Guilty of Fraud Offenses Committed in Fraudulent Stock Offering
U.S. SEC warns brokers to ‘remain vigilant’ to market, counterparty risk By Katanga Johnson WASHINGTON – In a rare public warning, the U.S. Securities and Exchange Commission on Monday told broker-dealers and other market participants to “remain vigilant to market and counterparty risk”…
Two Philadelphia-area Ticket Brokers Charged with Conspiring with Former USGA Employee to Steal and Sell Thousands of U.S. Open Tickets Worth Over $3.7 Million